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Patient Safety (Notifiable Incidents and Open Disclosure) Act 2023

In short

This law mandates that healthcare providers openly disclose certain incidents that occur during the provision of health services and establishes procedures for these disclosures. It also sets rules for how information and apologies made during these disclosures can be used.

What it regulates

Who it concerns

Key points

Legal text

Patient Safety (Notifiable Incidents and Open Disclosure) Act 2023 Skip to content Disclaimer Feedback Helpdesk Gaeilge Léim go dtí an t-ábhar Séanadh Aiseolas Deasc chabhrach English Gaeilge English Produced by the Office of the Attorney General Táirgthe ag Oifig an Ard-Aighne Home Legislation Acts of the Oireachtas Statutory Instruments Pre-1922 Legislation Constitution External Resources Bills (Houses of the Oireachtas) Iris Oifigiúil / Official Gazette Revised Acts (LRC) Classified List of Legislation (LRC) Translations (acts.

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  3. s)or rangeBliain nó blianta nó raon TypeCineál All Legislation Acts Statutory Instruments Advanced SearchCuardach Casta HomeBaile ActsAchtanna 2023 Patient Safety (Notifiable Incidents and Open Disclosure) Act 2023 Patient Safety (Notifiable Incidents and Open Disclosure) Act 2023 Permanent Page URL View by SectionAmharc de réir Ailt View Full ActAmharc ar an Acht Iomlán Bill History Stair Bille Commencement, Amendments, SIs made under the Act Tosach Feidhme, Leasuithe, IRí arna ndéanamh faoin Acht Revised Act Acht Athbh… Open PDFOscail PDF Print Full ActPriontáil an tAcht Iomlán Number 10 of 2023 PATIENT SAFETY (NOTIFIABLE INCIDENTS AND OPEN DISCLOSURE) ACT 2023 CONTENTS PART 1 Preliminary and General Section 1. Short title and commencement 2. Interpretation 3. Health services provider 4. Expenses PART 2 Open Disclosure of Notifiable Incident Chapter 1 General 5. Obligation to make an open disclosure of notifiable incident 6. Health practitioner to inform health services provider of notifiable incident 7. Persons to whom open disclosure of notifiable incident is made 8. Regulations specifying notifiable incident 9. Open disclosure of notifiable incident 10. Open disclosure of notifiable incident: information and apology not to invalidate insurance; constitute admission of liability or fault; or not to be admissible in proceedings 11. Statement in relation to procedure for open disclosure of notifiable incident and application of section 10 to information and apology Chapter 2 Open disclosure: openness and transparency 12. Disclosure of information by health services provider and health practitioner PART 3 Procedure for making Open Disclosure of Notifiable Incident 13. Making of open disclosure of notifiable incident by health services provider 14. Time of making of open disclosure 15. Matters to be addressed by health services provider before making open disclosure of notifiable incident 16. Designated person 17. Notifiable incident disclosure meeting generally to be held in person 18. Notifiable incident disclosure meeting 19. Refusal, by patient or relevant person, to participate in open disclosure of notifiable incident 20. Failure to contact patient or relevant person (or both) for purpose of open disclosure of notifiable incident 21. Additional notifiable information 22. Additional notifiable information to be provided at additional notifiable information meeting 23. Clarification of information provided at notifiable incident disclosure meeting or additional notifiable information provided at additional notifiable information meeting 24. Statements specifying information given at certain meetings 25. Records relating to open disclosure of notifiable incident PART 4 Notification to Certain Bodies of Notifiable Incidents 26. Interpretation for Part 27. Notification to Authority by health services providers of notifiable incident 28. Notification to chief inspector of notifiable incident by certain health services providers 29. Notification to Commission of notifiable incident by certain health services providers 30. Method of making notifications under sections 27, 28 and 29 31. Provision of additional and further information by health services provider 32. Sharing information 33. Notification under Part 4: information not to invalidate insurance; constitute admission of liability or fault; or not to be admissible in proceedings 34. Restriction of Act of 2014 in respect of notification made under this Part PART 5 Open disclosure of Part 5 reviews 35. Part 5 review 36. Obligation to inform patient of right to make request for Part 5 review 37. Obligation to make an open disclosure of Part 5 review 38. Health practitioner to inform health services provider of Part 5 review 39. Persons to whom open disclosure of Part 5 review is made 40. Open disclosure of Part 5 review 41. Open disclosure of Part 5 review: information and apology not to invalidate insurance, constitute admission of liability or fault or be admissible in proceedings 42. Statement in relation to procedure for open disclosure of Part 5 review and application of section 41 to information and apology 43. Disclosure of information by health services provider and health practitioner 44. Making of open disclosure of Part 5 review by health services provider 45. Time of making of open disclosure 46. Matters to be addressed by health services provider before making open disclosure of Part 5 review 47. Designated person 48. Part 5 review disclosure meeting generally to be held in person 49. Part 5 review disclosure meeting 50. Refusal, by patient or relevant person, to participate in open disclosure of Part 5 review 51. Failure to contact patient or relevant person (or both) for purpose of open disclosure of Part 5 review 52. Additional Part 5 review information 53. Additional Part 5 review information to be provided at additional Part 5 review information meeting 54. Clarification of information provided at Part 5 review disclosure meeting or additional Part 5 review information provided at additional Part 5 review information meeting 55. Statements specifying information given at certain meetings 56. Records relating to open disclosure of results of Part 5 review PART 6 Clinical Audit 57. Interpretation for Part 58. Clinical audit and clinical guideline 59. Clinical audit to which Part applies 60. Restriction of Act of 2014 61. Clinical audit data: information not to invalidate insurance; constitute admission of liability or fault; or not to be admissible in proceedings PART 7 Amendment of Act of 2007 62. Amendment of section 2 of Act of 2007 63. Amendment of section 8 of Act of 2007 64. Amendment of section 9 of Act of 2007 65. Standards set by Authority 66. Provision of information to Authority 67. Amendment of section 41 of Act of 2007 68. Review of specified incident by chief inspector 69. Amendment of section 72 of Act of 2007 70. Amendment of section 73 of Act of 2007 71. Amendment of section 74 of Act of 2007 72. Amendment of section 75 of Act of 2007 73. Reports of Authority or chief inspector 74. Amendment of section 78 of Act of 2007 75. Prescribed private health services 76. Repeal PART 8 Offences and Penalties 77. Offences PART 9 Miscellaneous and General 78. Guidelines 79. Regulations 80. Review of operation of Act 81. Amendment of Act of 2000 82. Amendment of Act of 2017 83. Savings and transitional provisions in respect of open disclosure under Part 4 of Act of 2017 SCHEDULE 1 Notifiable Incidents PART 1 PART 2 SCHEDULE 2 Amendments of Act of 2017 Acts Referred to Assisted Decision-Making (Capacity) Act 2015 (No. 64) CervicalCheck Tribunal Act 2019 (No. 31) Child and Family Agency Act 2013 (No. 40) Child Care Act 1991 (No. 17) Civil Liability (Amendment) Act 2017 (No. 30) Civil Partnership and Certain Rights and Obligations of Cohabitants Act 2010 (No. 24) Companies Act 2014 (No. 38) Coroners Act 1962 (No. 9) Dentists Act 1985 (No. 9) Freedom of Information Act 2014 (No. 30) Health Act 2004 (No. 42) Health Act 2007 (No. 23) Health and Social Care Professionals Act 2005 (No. 27) Interpretation Act 2005 (No. 23) Medical Practitioners Act 2007 (No. 25) Mental Health Act 2001 (No. 25) National Treasury Management Agency (Amendment) Act 2000 (No. 39) Nurses and Midwives Act 2011 (No. 41) Pharmacy Act 2007 (No. 20) Powers of Attorney Act 1996 (No. 12) Number 10 of 2023 PATIENT SAFETY (NOTIFIABLE INCIDENTS AND OPEN DISCLOSURE) ACT 2023 An Act to provide for the mandatory open disclosure, by health services providers of certain incidents occurring in the course of the provision, to a person, of a health service; to provide, in the interest of the common good, for certain restrictions on the use of the information provided in such disclosures that are made in accordance with this Act and of any apologies made in the course of such disclosures and the use of any other information relating to the open disclosure provided, and apology made, after the notifiable incident disclosure meeting; to provide for the mandatory open disclosure, by health services providers, of Part 5 reviews carried out in accordance with this Act; to provide, in the interest of the common good, for certain restrictions on the use of the information provided in such disclosures that are made in accordance with this Act and of any apologies made in the course of such disclosures and the use of any other information relating to the open disclosure provided, and apology made, after the Part 5 review disclosure meeting; to make provision for procedures in respect of clinical audit, and the data obtained in clinical audits; to provide for the notification of certain incidents to certain persons; to amend the National Treasury Management Agency (Amendment) Act 2000 ; to amend Part 4 of the Civil Liability (Amendment) Act 2017 ; to amend the Health Act 2007 to provide for the application of standards set by the Health Information and Quality Authority to private hospitals, to provide for the review by the chief inspector of certain incidents occurring in the course of the provision of a health service to a person by certain entities and for the Minister to prescribe certain health services as a prescribed private health service; and to provide for related matters. [2nd May, 2023] Be it enacted by the Oireachtas as follows: PART 1 Preliminary and General Short title and commencement 1.

(1)This Act may be cited as the Patient Safety (Notifiable Incidents and Open Disclosure) Act 2023.
(2)This Act shall come into operation on such day or days as the Minister may by order or orders appoint either generally or with reference to any particular purpose or provision and different days may be so appointed for different purposes or different provisions. Interpretation 2.
(1)In this Act— “Act of 1985” means the Dentists Act 1985 ; “Act of 2000” means the National Treasury Management Agency (Amendment) Act 2000 ; “Act of 2005” means the Health and Social Care Professionals Act 2005 ; “Act of 2007” means the Health Act 2007 ; “Act of 2011” means the Nurses and Midwives Act 2011 ; “Act of 2014” means the Freedom of Information Act 2014 ; “Act of 2017” means the Civil Liability (Amendment) Act 2017 ; “additional notifiable information” shall be construed in accordance with section 21 ; “additional notifiable information meeting” shall be construed in accordance with section 21 ; “additional Part 5 review information” shall be construed in accordance with section 52 ; “additional Part 5 review information meeting” shall be construed in accordance with section 52 ; “agency contract” has the meaning assigned to it by section 7 of the Act of 2017; “agency health practitioner” has the meaning assigned to it by section 7 of the Act of 2017; “agency worker” has the meaning assigned to it by section 7 of the Act of 2017; “apology”, in relation to an open disclosure of a notifiable incident, means an expression of sympathy or regret; “Authority” means the Health Information and Quality Authority; “cancer screening service” means— (
  1. a)the service known as the national breast screening programme carried out by the National Cancer Screening Board and, since the dissolution of the Board on 1 April 2010, provided by the Executive, (
  2. b)CervicalCheck, and (
  3. c)the service known as the national colon cancer screening programme provided by the Executive, and a reference in this Act to a cancer screening service includes any or all of the services specified in paragraph (a), (
  4. b)or (c); “CervicalCheck” has the meaning assigned to it by the CervicalCheck Tribunal Act 2019 ; “Commission” has the meaning assigned to it by the Mental Health Act 2001 ; “designated person” means— (
  5. a)in the case of a notifiable incident, the person designated under section 16 , or (
  6. b)in the case of a Part 5 review, the person designated under section 47 ; “employee”, in relation to a health services provider has the meaning assigned to it by section 7 of the Act of 2017; “employment agency” has the meaning assigned to it by section 7 of the Act of 2017; “enactment” has the same meaning it has in the Interpretation Act 2005 ; “Executive” means the Health Service Executive; “fixed-term employee” has the same meaning it has in section 7 of the Act of 2017; “health practitioner” means— (
  7. a)a registered medical practitioner within the meaning of the Medical Practitioners Act 2007 or a medical practitioner practising medicine pursuant to section 50 of that Act, (
  8. b)a registered dentist within the meaning of the Act of 1985, (
  9. c)a registered pharmacist, or registered pharmaceutical assistant, within the meaning of the Pharmacy Act 2007 , (
  10. d)a registered nurse, or registered midwife, within the meaning of the Act of 2011, (
  11. e)a registrant within the meaning of section 3 of the Act of 2005, or (
  12. f)a person whose name is entered in the register referred to in Article 4(
  13. s)of the Order of 2000; “health service” means the provision, by or under the direction of a health services provider, of clinical care or any ancillary service to a patient for— (
  14. a)the screening (other than screening carried out by a cancer screening service), preservation or improvement of the health of the patient, (
  15. b)the prevention, diagnosis, treatment or care of an illness, injury or health condition of the patient, (
  16. c)the performance or surgery, or a surgical intervention, in respect of aesthetic purposes, or other non-medical purposes, that involves instruments or equipment being inserted into the body of the patient, or (
  17. d)without prejudice to paragraph (a), a cancer screening service; “health services provider” shall be construed in accordance with section 3 ; “making an open disclosure of a notifiable incident” shall be construed in accordance with section 9 ; “making an open disclosure of a Part 5 review” shall be construed in accordance with section 40 ; “Minister” means the Minister for Health; “notifiable incident” means an incident specified in— (
  18. a)Schedule 1 , or (
  19. b)regulations made under section 8 ; “notifiable incident disclosure meeting” shall be construed in accordance with section 18
(1); “open disclosure of a notifiable incident” shall be construed in accordance with section 9 and references to the open disclosure of a notifiable incident, or open disclosure in relation to a notifiable incident shall be construed accordingly; “open disclosure of Part 5 review” shall be construed in accordance with section 40 and references to the open disclosure of Part 5 review, or open disclosure in relation to a Part 5 review shall be construed accordingly; “other than in person”— (
  1. a)in relation to a notifiable incident disclosure meeting, an additional information disclosure meeting or a clarification given under section 23 , and (
  2. b)in relation to a Part 5 disclosure meeting, an additional information disclosure meeting or a clarification given under section 54 , means holding such meeting or such clarification by means of the telephone or the internet (or other similar method of communication); “Order of 2000” means the Pre-Hospital Emergency Care Council (Establishment) Order 2000 ( S.I. No. 109 of 2000 ) amended by the Pre-Hospital Emergency Care Council (Establishment) Order 2000 (Amendment) Order 2004 ( S.I. No. 575 of 2004 ); “ Part 5 review” means a review conducted in accordance with section 35 and includes— (
  3. a)a request for a Part 5 review, (
  4. b)the process undertaken by the health services provider to carry out the review, and (
  5. c)the findings of the review; “ Part 5 review disclosure meeting” shall be construed in accordance with section 49
(1); “patient”, in relation to a health services provider, means a person to whom a health service is, or has been, provided; “partnership”, in relation to the provision of a health service, means 2 or more health practitioners who provide a health service in common; “prescribed” means prescribed in regulations made by the Minister under this Act; “principal health practitioner”, in relation to a patient, means a health practitioner who has the principal clinical responsibility for the clinical care and treatment of the patient and, in the case of a cancer screening service, means the health practitioner who has the principal clinical responsibility for the cancer screening service; “relevant person” means in relation to the making of an open disclosure of— (a) a notifiable incident, a person specified in paragraphs (a) to (f) of section 7
(2), or a person nominated pursuant to section 7
(3), or (
  1. b)a Part 5 review, a person specified in paragraphs (
  2. a)to (
  3. f)of section 39
(2), or a person nominated pursuant to section 39
(3); “unintended”, in relation to a death, means a death arising from an unintended event occurring, or arising from, the provision of a health service.
(2)References in this Act to— (
  1. a)“information provided” or “an apology made” at a notifiable incident disclosure meeting or a Part 5 review disclosure meeting, (
  2. b)“additional notifiable information provided”, or “apology made”, at an additional notifiable information meeting, or at an additional Part 5 review meeting, or (
  3. c)information provided in a clarification under section 23 or section 54 , as the case may be, includes information that is provided, or an apology that is made, orally or in writing. Health services provider 3.
(1)In this Act, “health services provider” means— (
  1. a)a person, other than a health practitioner, who provides one or more health services and for that purpose— (
  2. i)employs a health practitioner for the provision (whether for, or on behalf of, that person) by that practitioner, of a health service, (
  3. ii)enters into a contract for services with a health practitioner for the provision (whether for, or on behalf of, that person) by that health practitioner of a health service, (iii) enters into an agency contract for the assignment, by an employment agency, of an agency health practitioner to provide a health service for, or on behalf of, that person, (
  4. iv)enters into an arrangement with a health practitioner— (I) for the provision by that health practitioner of a health service (whether for, or on behalf of, that person, or through or in connection with that person), (II) for the provision by that health practitioner of a health service on his or her own behalf (whether through or in connection with, or by or on behalf of, that person or otherwise), or (III) without prejudice to the generality of clause (II), to provide that health practitioner with privileges commonly known as practising privileges (whether such privileges are to operate through or in connection with, or by or on behalf of, the person or otherwise), or (
  5. v)insofar as it relates to the carrying on of the business of providing a health service— (I) employs one or more persons, (II) enters into a contract for services with one or more persons, (III) enters into an agency contract for the assignment of an agency worker, or (IV) enters into an arrangement with one or more persons, in respect of the carrying on of that business, (
  6. b)a health practitioner who provides a health service and does not provide that health service for, or on behalf of, or through or in connection with (whether by reason of employment or otherwise), a person referred to in paragraph (
  7. a)and includes a health practitioner who— (
  8. i)employs another health practitioner for the provision (whether for, or on behalf of, the first-mentioned health practitioner) by that other health practitioner of a health service, (
  9. ii)enters into a contract for services with another health practitioner for the provision (whether for, or on behalf of, the first-mentioned health practitioner) by that other health practitioner, of a health service, (iii) enters into an agency contract for the assignment, by an employment agency, of an agency health practitioner to provide a health service for, or on behalf of, the first-mentioned health practitioner, or (
  10. iv)insofar as it relates to the carrying on of the business of providing a health service— (I) employs one or more persons, (II) enters into a contract for services with one or more persons, (III) enters into an agency contract for the assignment of an agency worker, or (IV) enters into an arrangement with one or more persons, in respect of the carrying on of that business, (
  11. c)a partnership of 2 or more health practitioners who provide a health service in common which does not provide that health service for, or on behalf of, or through or in connection with (whether by reason of employment or otherwise), a person referred to in paragraph (
  12. a)and includes a partnership which— (
  13. i)employs another health practitioner for the provision (whether by or on behalf of, the partnership) by that other health practitioner of a health service, (
  14. ii)enters into a contract for services with another health practitioner for the provision (whether for, or on behalf of, the partnership) by that other health practitioner of a health service, (iii) enters into an agency contract for the assignment, by an employment agency, of an agency health practitioner to provide a health service for, or on behalf of, the partnership, or (
  15. iv)insofar as it relates to the carrying on of the business of providing a health service— (I) employs one or more persons, (II) enters into a contract for services with one or more persons, (III) enters into an agency contract for the assignment of an agency worker, or (IV) enters into an arrangement with one or more persons, in respect of the carrying on of that business, or (
  16. d)in the case of a cancer screening service, the Executive or, in respect of the cancer screening service referred to in paragraph (
  17. b)of the definition of “cancer screening service”, a provider referred to in paragraph (
  18. b)or (c).
(2)For the purposes of paragraphs (
  1. b)and (
  2. c)of the definition of “health services provider”, references in each such paragraph to “through or in connection with” do not include the use by a health services provider referred to in each such paragraph of a health service (or processes related to a health service) provided— (
  3. a)by a health services provider referred to in paragraph (
  4. a)of that definition, and (
  5. b)for the purpose of the provision, by a health services provider— (
  6. i)referred to in paragraph (
  7. b)of that definition, of a health service on its own behalf, or (
  8. ii)referred to in paragraph (
  9. c)of that definition, of a health service on behalf of a partnership. Expenses 4. The expenses incurred by the Minister in the administration of this Act shall, to such extent as may be sanctioned by the Minister for Public Expenditure, National Development Plan Delivery and Reform, be paid out of monies provided by the Oireachtas. PART 2 Open Disclosure of Notifiable Incident Chapter 1 General Obligation to make an open disclosure of notifiable incident 5.
(1)Where a health services provider is satisfied that a notifiable incident has occurred in the course of the provision by it of a health service to a patient, (whether the notifiable incident occurred when that provider was providing that service or another health services provider was providing a health service to that patient) the health services provider shall, subject to sections 19 and 20 , hold a notifiable incident disclosure meeting in order to make the open disclosure of that notifiable incident to the patient or relevant person (or both of them) as specified in section 7 .
(2)For the purposes of subsection
(1), where a health services provider is satisfied that a notifiable incident has occurred but— (
  1. a)none, or not all, of the likely consequences of the notifiable incident have presented or developed, or (
  2. b)not all of the information relating to the incident, including information relating to the cause of the incident, is available, the health services provider shall make the open disclosure of the notifiable incident under subsection
(1)notwithstanding the absence of some or all of those consequences or that information.
(3)For the purposes of subsection
(1), a health services provider may be satisfied that a notifiable incident has occurred as referred to in that subsection whether the provider has received information in respect of that notifiable incident pursuant to section 6 or otherwise. Health practitioner to inform health services provider of notifiable incident 6.
(1)Without prejudice to section 5 , where, in the opinion of a health practitioner a notifiable incident has occurred in relation to a patient, the health practitioner shall, as soon as practicable, inform the health services provider which is, at the time he or she has formed the opinion, providing the health service to the patient.
(2)A health practitioner shall inform the health services provider referred to in subsection
(1)whether— (
  1. a)the notifiable incident may have occurred during the provision of a health service to the patient by— (
  2. i)that provider, or (
  3. ii)another health services provider, or (
  4. b)he or she is unsure when the notifiable incident occurred. Persons to whom open disclosure of notifiable incident is made 7.
(1)A health services provider shall make the open disclosure of the notifiable incident to— (
  1. a)the patient concerned, (
  2. b)a relevant person where— (
  3. i)in the opinion of the principal health practitioner providing clinical care to the patient, having regard to the clinical circumstances of the patient, who is the subject of the notifiable incident, the capacity of the patient is such that he or she is unable to— (I) participate in that open disclosure, and (II) consent to that open disclosure being made to a relevant person, and that capacity is unlikely to be of a temporary duration, and the health services provider is satisfied that a notifiable incident has occurred, it is appropriate, having regard to section 5 , that the open disclosure of that incident is made to a relevant person, (
  4. ii)the patient has died, or (iii) the patient has requested the health services provider to make the open disclosure of the notifiable incident to a person whom the patient has nominated as a relevant person for the purposes of this Act and not the patient, or (
  5. c)both the patient and a relevant person where, before the notifiable incident disclosure meeting is held, the patient has requested that a person whom the patient has nominated as a relevant person for the purposes of this Act attends that meeting to assist the patient and that in addition to making the open disclosure to the patient that the health services provider makes the open disclosure of the notifiable incident to that relevant person.
(2)For the purposes of subsection
(1)(b)(i), and making an open disclosure of a notifiable incident to a relevant person, the health services provider shall make the open disclosure— (
  1. a)where an appointment has been made under Part 3, 4, 5, 7 or 8 of the Assisted Decision-Making (Capacity) Act 2015 in relation to health matters, to the person appointed, (
  2. b)where the patient has, under the Powers of Attorney Act 1996 , made an enduring power of attorney (within the meaning of that Act) which includes a personal care decision (within the meaning of that Act), to the attorney appointed pursuant to that Act, (
  3. c)where the patient is a ward of court, to the Committee of the Person of that ward, duly authorised in that behalf, (
  4. d)where the patient has nominated, in writing, a person to whom his or her clinical information may be disclosed, to that person, (
  5. e)where the patient is a child, to the parent or guardian of that child or where— (
  6. i)an order in respect of the child has been made under section 18 of the Act of 1991, (
  7. ii)the child has been taken into the care of the Agency under section 4 of the Act of 1991, or (iii) an order in respect of the child has been made under section 13, 17 or 20 of the Act of 1991, to the parents or guardian of the child and the Child and Family Agency (or an authorised person) or, where an order under section 23H of the Act of 1991 has been made in respect of the child, to the parents or guardian of the child and that Agency (or the social worker assigned responsibility for the child by the Agency), or (
  8. f)where the patient does not fall within the categories specified in paragraphs (
  9. a)to (e), to— (
  10. i)the spouse, civil partner or cohabitant of the patient, (
  11. ii)an adult son or daughter of the patient, or (iii) the mother, father, brother or sister of the patient.
(3)For the purposes of a request referred to in— (a) subsection
(1)(b)(iii), and (b) subsection
(1)(c), without prejudice to subsection
(2)(d), where a patient makes a request referred to in paragraph (a) or (b), the patient shall nominate the person in writing (including a person referred to in subsection
(2)) as a person to whom clinical information may be disclosed in respect of information to be provided in an open disclosure of a notifiable incident.
(4)For the purposes of subsection
(1)(b)(ii), and making an open disclosure a notifiable incident, the open disclosure shall be made to a person specified in subsection
(2).
(5)Where an open disclosure of a notifiable incident is made pursuant to— (a) subsection
(1)(b)(
  1. i)or (iii), to a relevant person, or (
  2. b)subsection
(1)(c), to both the patient and the relevant person, the relevant person shall consult with the patient in respect of the information provided at the notifiable incident disclosure meeting, and shall convey, to the health services provider with the consent of the patient, the instructions, preferences and wishes of the patient in respect of any matter arising from that information.
(6)Where, after a health services provider has, in accordance with subsection
(1)(b)(i), held the notifiable incident disclosure meeting with the relevant person and after that meeting was held the patient regains capacity, the health services provider shall inform the patient that such meeting was held with the relevant person and shall provide the patient with the information given at that meeting.
(7)In this section— “Act of 1991” means the Child Care Act 1991 ; “authorised person” in relation to a child referred to in subsection
(2)(
  1. e)who is— (
  2. a)placed in residential care pursuant to the Act of 1991, has the same meaning as it has in the Child Care (Placement of Children in Residential Care) Regulations 1995 ( S.I. No. 259 of 1995 ), (
  3. b)placed in foster care pursuant to the Act of 1991, has the same meaning as it has in the Child Care (Placement of Children in Foster Care) Regulations 1995 ( S.I. No. 260 of 1995 ), or (
  4. c)placed with a relative pursuant to the Act of 1991, has the same meaning as it has in the Child Care (Placement of Children with Relatives) Regulations 1995 ( S.I. No. 261 of 1995 ); “civil partner” has the meaning assigned to it by the Civil Partnership and Certain Rights and Obligations of Cohabitants Act 2010 ; “cohabitant” means one of 2 adults (whether of the same or opposite sex) who live together as a couple in an intimate and committed relationship and who are not married to each other or civil partners of each other. Regulations specifying notifiable incident 8.
(1)Subject to subsection
(2), the Minister may prescribe as a notifiable incident: (
  1. a)an incident which has occurred in the course of the provision of a health service; (
  2. b)an incident which, having regard to developments in clinical practice, healthcare and patient safety, may occur; (
  3. c)an incident which, having regard to such developments internationally, has occurred or may occur.
(2)Regulations under this section shall only be made where the Minister is satisfied that— (
  1. a)the incident was or would be an unanticipated and unintended outcome of the health service provided, and would arise from the health service provided and not be attributable (in whole or in part) to the illness or underlying condition of the patient receiving the health service, (
  2. b)the consequence, for a patient, of an incident referred to in subsection
(1)is one which has caused— (
  1. i)the death of the patient where the death was not wholly attributable to the illness of the patient or an underlying condition of that patient, (
  2. ii)a permanent lessening of bodily, sensory, motor, physical or intellectual functions, (iii) harm to that patient— (I) resulting in one or more permanent changes to the structure of the body of that patient, the effect of which is to shorten the life expectancy of that patient, or (II) the effect of which has impaired the sensory, motor or intellectual functions of that patient and the duration of the impairment has been, or is likely to be, for a continuous period of not less than 28 days, (
  3. c)the obtaining, provision and dissemination of information in respect of an incident referred to in subsection
(1), or a consequence referred to in paragraph (b), is required to provide knowledge and an understanding of the causes of such incident or such consequence, (
  1. d)the application of such knowledge and understanding to the manner in which a health service is provided is required for the purposes of patient safety and avoiding, lessening or eradicating the repetition of such an incident, and (
  2. e)it is appropriate, in respect of any such incident and such information, knowledge, application and understanding that— (
  3. i)an open disclosure of an incident referred to in subsection
(1)is made under this Act, and (ii) notification of that incident is made under section 27 , 28 or 29 .
(3)Regulations under this section may make different provision for different incidents or classes of incidents referred to in subsection
(1)and may make different provision for different patients and different classes of patients having regard to the different incidents and different classes of incidents and may, in respect of a consequence referred to in subsection
(2)of an incident that is specified in those regulations, provide for different classes of consequences (including different classes of harm) referred to in subsection
(2). Open disclosure of notifiable incident 9. Where a health services provider discloses, in accordance with this Act, at a notifiable incident disclosure meeting, to— (
  1. a)a patient that a notifiable incident has occurred in the course of the provision of a health service to him or her, (
  2. b)a relevant person that a notifiable incident has occurred in the course of the provision of a health service to the patient, or (
  3. c)a patient and a relevant person that a notifiable incident has occurred in the course of the provision of a health service to the patient, the disclosure shall be treated as an open disclosure by the health services provider of the notifiable incident and section 10 shall apply to— (
  4. i)the information in respect of the notifiable incident, provided to the patient or relevant person (or both of them) at the notifiable incident disclosure meeting, additional notifiable information provided at the additional notifiable information meeting and information provided in a clarification under section 23 , and (
  5. ii)an apology, in respect of the notifiable incident, where an apology is made at that meeting, or the additional notifiable information meeting as the case may be. Open disclosure of notifiable incident: information and apology not to invalidate insurance; constitute admission of liability or fault; or not to be admissible in proceedings 10.
(1)Information provided, and an apology where it is made, to a patient or a relevant person (or both of them) by a health services provider at a notifiable incident disclosure meeting in respect of a notifiable incident, or pursuant to the provisions specified in subsection
(3), the statement referred to in section 18
(5)and the statements referred to in the provisions specified in subsection
(3)— (
  1. a)shall not constitute an express or implied admission of fault or liability by— (
  2. i)that health services provider, (
  3. ii)an employee of that provider (whether the employee is a health practitioner or otherwise), (iii) a health practitioner who provides, or provided, a health service— (I) for, or on behalf of, that provider pursuant to a contract referred to in subparagraph (
  4. ii)of paragraph (a), (
  5. b)or (
  6. c)of the definition of “health services provider”, or (II) for, or on behalf of, or through or in connection with, that provider pursuant to an arrangement referred to in subparagraph (
  7. iv)of paragraph (
  8. a)of that definition, (
  9. iv)an agency health practitioner who provides, or provided, a health service for, or on behalf of, that provider, (
  10. v)a health practitioner including, in the case of a health services provider which is a partnership, a partner of a health practitioner, providing a health service for that provider, (
  11. vi)an agency worker assigned to that provider pursuant to an agency contract, (vii) a person who enters into a contract or arrangement, referred to in— (I) paragraph (a)(
  12. v)of the definition of “health services provider”, or (II) paragraph (b)(iv), or as the case may be paragraph (c)(iv), of that definition, with a health services provider, (viii) by another health services provider where the open disclosure of the notifiable incident is, pursuant to section 5
(1), made by the health services provider in respect of a notifiable incident which did not occur when it was providing a health service to the patient, or (
  1. ix)a person referred to in subparagraph (
  2. ii)to (vii) who is an employee of, a health practitioner who provides a health service referred to in subparagraph (iii) to (
  3. vi)for, an agency health practitioner who provides a health service for, and a person who enters into a contract with, a health services provider referred to in subparagraph (viii), in relation to that notifiable incident or a clinical negligence action which arises (whether in whole or in part) from the consequences of that notifiable incident, (
  4. b)shall not, notwithstanding any other enactment or rule of law, be admissible as evidence of fault or liability of— (
  5. i)that health services provider, (
  6. ii)an employee of that provider (whether the employee is a health practitioner or otherwise), (iii) a health practitioner referred to in paragraph (a)(iii), (
  7. iv)an agency health practitioner referred to in paragraph (a)(iv), (
  8. v)a health practitioner referred to in paragraph (a)(v), (
  9. vi)an agency worker referred to in paragraph (a)(vi), (vii) a person who enters into a contract or arrangement, referred to in— (I) paragraph (a)(
  10. v)of the definition of “health services provider”, or (II) paragraph (b)(iv), or as the case may be paragraph (c)(iv), of that definition, with a health services provider, (viii) a health services provider referred to in paragraph (a)(viii), or (
  11. ix)a person referred to in paragraph (a)(ix), in a court in relation to that notifiable incident or a clinical negligence action which arises (whether in whole or in part) from the consequences of that notifiable incident, and (
  12. c)shall not, notwithstanding— (
  13. i)any provision to the contrary in— (I) a policy of professional indemnity insurance, (II) any documentation that comprises an offer, or evidence, of an arrangement for indemnity between a medical defence organisation and a member of that organisation, or (III) a contract of insurance providing insurance cover for claims in respect of civil liability or clinical negligence actions, or (
  14. ii)any other enactment or rule of law, invalidate or otherwise affect the cover provided by such policy or contract of insurance that is, or but for such information and such apology would be, available in respect of the notifiable incident concerned or any matter alleged which arises (whether in whole or in part) from that notifiable incident.
(2)Information provided, and an apology where it is made, to a patient or a relevant person (or both of them) by a health services provider at a notifiable incident disclosure meeting in respect of a notifiable incident or pursuant to the provisions specified in subsection
(3), the statement referred to in section 18
(5)and the statements referred to in the provisions specified in subsection
(3)— (
  1. a)shall not constitute an express or implied admission, by a health practitioner, of fault, professional misconduct, poor professional performance, unfitness to practise a health service, or other failure or omission, in the determination of— (
  2. i)a complaint under section 57 of the Medical Practitioners Act 2007 , (
  3. ii)an application under section 38 of the Act of 1985, (iii) a complaint within the meaning of section 33 of the Pharmacy Act 2007 , (
  4. iv)a complaint under section 55 of the Act of 2011, (
  5. v)a complaint under section 52 of the Act of 2005, or (
  6. vi)an allegation referred to in Article 37 of the Order of 2000, that is made in respect of the health practitioner and which arises (whether in whole or in part) from the consequences of that notifiable incident, and (
  7. b)are not, notwithstanding any other enactment, admissible as evidence of fault, professional misconduct, poor professional performance, unfitness to practise a health service, or other failure or omission, in proceedings to determine a complaint, application or allegation referred to in paragraph (a).
(3)This section shall— (a) in accordance with section 22
(7), apply to— (
  1. i)additional notifiable information provided, and an apology where it is made, at the additional notifiable information meeting, and (
  2. ii)a statement referred to in section 22
(3), and (b) in accordance with section 23
(8), apply to information and statements provided in a clarification referred to in, and given under, that section.
(4)Information provided by a health practitioner to a health services provider under section 6 — (
  1. a)shall not constitute an express or implied admission of fault by— (
  2. i)that health practitioner, (
  3. ii)that health services provider, (iii) a health services provider referred to in subsection
(1)(a)(viii), or (iv) a person referred to in subsection
(1)(a)(ix), whether the health practitioner is a practitioner referred to in subparagraph (iii) or (v) of subsection
(1)(a) or an agency practitioner referred to in subsection
(1)(a)(iv), (
  1. b)shall not, notwithstanding any other enactment or rule of law, be admissible as evidence of fault or liability of— (
  2. i)that health practitioner, (
  3. ii)that health services provider, or (iii) a health services provider referred to in paragraph (a)(iii), whether the health practitioner is a practitioner referred to in subparagraph (iii) or (
  4. v)of subsection
(1)(a) or an agency practitioner referred to in subsection
(1)(a)(iv), (
  1. c)shall not, notwithstanding— (
  2. i)any provision to the contrary in— (I) a policy of professional indemnity insurance, (II) any documentation that comprises an offer, or evidence, of an arrangement for indemnity between a medical defence organisation and a member of that organisation, or (III) a contract of insurance providing insurance cover for claims in respect of civil liability or clinical negligence actions, or (
  3. ii)any other enactment or rule of law, invalidate or otherwise affect the cover provided by such policy or contract of insurance that is, or but for such information would be, available in respect of the notifiable incident concerned or any matter alleged which arises (whether in whole or in part) from that notifiable incident, (
  4. d)shall not constitute an express or implied admission, by that health practitioner, of fault, professional misconduct, poor professional performance, unfitness to practise a health service, or other failure or omission, in the determination of— (
  5. i)a complaint under section 57 of the Medical Practitioners Act 2007 , (
  6. ii)an application under section 38 of the Act of 1985, (iii) a complaint within the meaning of section 33 of the Pharmacy Act 2007 , (
  7. iv)a complaint under section 55 of the Act of 2011, (
  8. v)a complaint under section 52 of the Act of 2005, or (
  9. vi)an allegation referred to in Article 37 of the Order of 2000, that is made in respect of the health practitioner and which arises (whether in whole or in part) from the consequences of that notifiable incident, and (
  10. e)is not, notwithstanding any other enactment, admissible as evidence of fault, professional misconduct, poor professional performance, unfitness to practise a health service, or other failure or omission, in proceedings to determine a complaint, application or allegation referred to in paragraph (d).
(5)This section is in addition to, and not in substitution for, any enactment or rule of law relating to the disclosure of information in respect of the provision of a health service.
(6)In this section— “clinical negligence” means anything done or omitted to be done in the provision of a health service by a health services provider in circumstances which could give rise to liability for damages for negligence in respect of personal injury or death; “clinical negligence action” means an action for the recovery of damages brought— (
  1. a)by or on behalf of a person alleging that he or she, or a deceased person of whom he or she is a personal representative, has suffered personal injury or death as a result of clinical negligence, and (
  2. b)against the health services provider alleged to have committed the act or omission giving rise to liability or any other person alleged to be liable in respect of that act or omission; “medical defence organisation” means a body corporate, or an unincorporated body, which provides professional indemnity insurance, on a discretionary or other basis, to a member of that body in relation to an incident of clinical negligence which gives rise to a claim against a member of that body; “professional indemnity insurance” means a policy of indemnity insurance to cover claims by or on behalf of a patient (or a relevant person) in respect of any description of civil liability for injury, harm or death that is incurred in the provision of a health service (including the carrying on of the business of the provision of a health service). Statement in relation to procedure for open disclosure of notifiable incident and application of section 10 to information and apology 11.
(1)A health services provider shall prepare a statement in writing of— (
  1. a)its procedure for making an open disclosure of a notifiable incident pursuant to, and in accordance with this Part, and (
  2. b)the manner in which section 10 applies to the restrictions on the use, pursuant to this Act, of information provided, and any apology made, at the notifiable incident disclosure meeting, the additional notifiable information meeting, or the information provided in a clarification under section 23 and any statements in writing provided in respect of those meetings or that clarification.
(2)Without prejudice to the generality of section 78 , the Minister may make guidelines in respect of the form of the statement referred to in subsection
(1). Chapter 2 Open disclosure: openness and transparency Disclosure of information by health services provider and health practitioner 12.
(1)When making an open disclosure of a notifiable incident under this Act, a health services provider shall provide all relevant information in relation to the provision of a health service to the patient (or relevant person as the case may be) that is being provided by that provider to the patient and where appropriate any other health service that is to be, or may be provided, to address the consequences of that incident.
(2)When making an open disclosure of a notifiable incident under this Act, a health practitioner shall provide all relevant information in relation to the provision of a health service to the patient (or relevant person as the case may be) that is being provided by that provider to the patient and where appropriate any other health service that is to be, or may be provided, to address the consequences of that incident.
(3)The Executive shall have regard to subsections
(1)and
(2)— (
  1. a)in the performance of its functions under section 7 of the Act of 2004, and (
  2. b)without prejudice to the generality of paragraph (a), in its management and delivery, under section 7
(4)of the Act of 2004, of health and personal social services.
(4)The Authority shall have regard to subsections
(1)and
(2)when setting standards referred to in section 8
(1)(b) of the Act of 2007.
(5)A professional regulatory body shall have regard to subsection
(2)in the performance of its functions by or under— (
  1. a)the Medical Practitioners Act 2007 , (
  2. b)the Act of 1985, (
  3. c)the Pharmacy Act 2007 , (
  4. d)the Act of 2011, (
  5. e)the Act of 2005, or (
  6. f)the Order of 2000.
(6)Without prejudice to the generality of subsection
(5), a professional regulatory body shall make provision for the obligation referred to in subsection
(2)in, having regard to each of the different health practitioners— (a) the standards of practice or guidance referred to in section 7
(2)(
  1. i)of the Medical Practitioners Act 2007 , (
  2. b)the guidance referred to in section 66
(2)of the Act of 1985, (c) the codes referred to in section 7
(2)(a)(iii) of the Pharmacy Act 2007 , (d) the code referred to in section 9
(2)(g)(iii) of the Act of 2011, (e) the guidance referred to in section 27
(3)(
  1. c)of the Act of 2005, or (
  2. f)the guidelines referred to in Article 4(
  3. o)of the Order of 2000.
(7)In this section— “Act of 2004” means the Health Act 2004 ; “professional regulatory body” means— (
  1. a)in the case of a registered medical practitioner or a medical practitioner referred to in paragraph (
  2. a)of the definition of “health practitioner”, the Council referred to in the Medical Practitioners Act 2007 , (
  3. b)in the case of a registered dentist referred to in paragraph (
  4. b)of the definition of “health practitioner”, the Council referred to in the Act of 1985, (
  5. c)in the case of a registered pharmacist or registered pharmaceutical assistant referred to in paragraph (
  6. c)of the definition of “health practitioner”, the Pharmaceutical Society of Ireland referred to in section 5
(2)of the Pharmacy Act 2007 , (
  1. d)in the case of a registered nurse or registered midwife referred to in paragraph (
  2. d)of the definition of “health practitioner”, the Board referred to in the Act of 2011, (
  3. e)in the case of a registrant referred to in paragraph (
  4. e)of the definition of “health practitioner”, a registration board established by or under the Act of 2005, or (
  5. f)in the case of a person referred to in paragraph (
  6. f)of the definition of “health practitioner”, the Council referred to in the Order of 2000. PART 3 Procedure for making Open Disclosure of Notifiable Incident Making of open disclosure of notifiable incident by health services provider 13.
(1)For the purposes of section 5 , the open disclosure of a notifiable incident shall be made on behalf of a health services provider by— (
  1. a)the principal health practitioner, in relation to the patient to whom, or in respect of whom, the open disclosure of the notifiable incident is to be made, or (
  2. b)where the conditions specified in subsection
(2)are satisfied, a health practitioner referred to in that subsection.
(2)Where, for the purposes of subsection
(1)— (
  1. a)the principal health practitioner referred to in paragraph (
  2. a)of that subsection is not available or otherwise not in a position to make the open disclosure of the notifiable incident, or (
  3. b)having had regard to the circumstances of the notifiable incident, the health services provider, or the principal health practitioner referred to in paragraph (
  4. a)of that subsection, is satisfied that the open disclosure of that incident should be made by another health practitioner, the open disclosure of that notifiable incident shall be made by a health practitioner whom the health services provider, having considered the incident concerned, considers appropriate. Time of making of open disclosure 14.
(1)For the purposes of making an open disclosure of a notifiable incident pursuant to section 5 , the health services provider shall make the open disclosure of that notifiable incident at a time when it considers to be appropriate having regard to— (a) the desirability, subject to paragraphs (b) and (c), of making the open disclosure as soon as practicable notwithstanding that— (i) as referred to in section 5
(2), some, or all, of the likely consequences of the notifiable incident are not present or have not developed, (ii) as referred to in section 5
(2), the health services provider does not have all of the information relating to the notifiable incident available to it when the open disclosure of the incident is made, or (iii) without prejudice to subparagraph (ii), the health services provider does not have all, or any, of the information in respect of the cause of the incident available to it when the open disclosure of the incident is made, (b) all the circumstances of the patient and the nature, and consequences, of the notifiable incident concerned, and (c) the requirements of section 15 .
(2)Having considered the appropriate time for making the open disclosure of the notifiable incident, the health services provider shall take all steps reasonably open to it to make the open disclosure as soon as practicable following that consideration.
(3)Where an open disclosure of a notifiable incident is not made as soon as practicable after the consideration referred to in subsection
(2), nothing in this Act shall be construed as preventing section 10 from having effect in respect of that open disclosure of that incident. Matters to be addressed by health services provider before making open disclosure of notifiable incident 15.
(1)Before making an open disclosure of a notifiable incident, a health services provider shall— (a) in order to determine the appropriate time at which to make the open disclosure to the patient or the relevant person (or both of them) and having regard to section 14
(1)(a)— (
  1. i)make an assessment of all the circumstances of the patient and the nature of the notifiable incident, and (
  2. ii)consult, having had regard to the circumstances referred to in subparagraph (i), with such other person (if any) as the health services provider considers appropriate, (
  3. b)determine, subject to subsection
(2), whether the open disclosure of the notifiable incident is to be made to the patient or the relevant person (or both of them) having had regard to— (
  1. i)the assessment referred to in paragraph (a)(i), (
  2. ii)the nature of the notifiable incident, and (iii) consultations, if any, referred to in paragraph (a)(ii), (
  3. c)determine whether, having regard to the nature and circumstances of the notifiable incident concerned, it is appropriate for an apology to be made to the patient or the relevant person (or both of them) at the notifiable incident disclosure meeting, (
  4. d)consider the information relating to the notifiable incident and, having regard to the complexity of that information, take all steps as are reasonably open to the health services provider to present that information in as clear a manner as is possible having regard to that complexity, (
  5. e)designate, in accordance with section 16 , a person to liaise with the health services provider and the patient or relevant person (or both of them) in relation to the open disclosure of the notifiable incident and in respect of a request for clarification under section 23 , and (
  6. f)having regard to the information available, make arrangements for the preparation of the statement, referred to in section 18
(5), that is to be provided, in accordance with section 18
(2)(c) to the patient or relevant person (or both of them).
(2)Subsection
(1)(b) shall not apply where an open disclosure of a notifiable incident is made to a relevant person pursuant to section 7
(1)(b)(ii), (iii) or
(1)(c) as the case may be. Designated person 16.
(1)For the purpose of making a designation under section 15
(1)(e), where the health services provider making the designation is a health services provider referred to in— (
  1. a)paragraph (
  2. a)of the definition of “health services provider”, that health services provider may designate— (
  3. i)an employee of that provider, including an employee who is a health practitioner, (
  4. ii)a health practitioner who provides a health service for that provider pursuant to a contract referred to in paragraph (a)(
  5. ii)of that definition, (iii) a person with whom that provider has entered into a contract referred to in paragraph (a)(v)(II) of that definition, (
  6. iv)an agency health practitioner who provides a health service for that provider pursuant to an agency contract referred to in paragraph (a)(iii) of that definition, or (
  7. v)an agency worker, as the designated person for the purposes of section 15
(1)(e), or (
  1. b)paragraph (
  2. b)of the definition of “health services provider”, that provider may designate— (
  3. i)himself or herself, (
  4. ii)the health practitioner providing the clinical care and treatment to the patient concerned, (iii) an employee of that provider, including an employee who is a health practitioner, (
  5. iv)a health practitioner who provides a health service for that provider pursuant to a contract referred to in paragraph (b)(
  6. ii)of that definition, (
  7. v)a person with whom that provider has entered into a contract referred to in paragraph (b)(iv)(II) of that definition, (
  8. vi)an agency health practitioner who provides a health service for that provider pursuant to an agency contract referred to in paragraph (b)(iii) of that definition, or (vii) an agency worker, as the designated person for the purposes of section 15
(1)(e), or (
  1. c)paragraph (
  2. c)of the definition of health services provider, that provider may designate— (
  3. i)the partner who is the health practitioner providing the health service to the patient concerned, (
  4. ii)any other partner who is a health practitioner in the partnership concerned, (iii) an employee of that provider, including an employee who is a health practitioner, (
  5. iv)a health practitioner who provides a health service for that provider pursuant to a contract referred to in paragraph (c)(
  6. ii)of that definition, (
  7. v)a person with whom that provider has entered into a contract referred to in paragraph (c)(iv)(II) of that definition, (
  8. vi)an agency health practitioner who provides a health service for that provider pursuant to an agency contract referred to in paragraph (c)(iii) of that definition, or (vii) an agency worker, as the designated person for the purposes of section 15
(1)(e).
(2)A designation under this section shall be in writing and shall be kept in the records, referred to in section 25 , relating to the open disclosure of the notifiable incident made under this Act. Notifiable incident disclosure meeting generally to be held in person 17.
(1)A notifiable incident disclosure meeting shall, subject to subsection
(2), be held in person with the patient or relevant person (or both of them).
(2)A patient or a relevant person (or both of them) may, when contacted by a health services provider pursuant to section 18 to make arrangements to meet with it for the purpose of making an open disclosure, request the provider that the proposed meeting be held other than in person.
(3)A request under subsection
(2)may be made orally.
(4)Where a request under subsection
(2)is made orally, the health services provider shall make a record of the request in writing and maintain it with the records referred to in section 25 . Notifiable incident disclosure meeting 18.
(1)A health services provider shall, subject to section 14 , make arrangements— (
  1. a)to meet with the patient or relevant person (or both of them), or (
  2. b)where the patient or a relevant person has (or both of them have) made a request under section 17 , to hold the meeting other than in person, for the purpose of making an open disclosure of a notifiable incident in respect of which the patient, or patient to whom the relevant person is connected, is the subject of the notifiable incident (in this Act referred to as an “notifiable incident disclosure meeting”).
(2)When making an open disclosure of a notifiable incident at a notifiable incident disclosure meeting, a health services provider— (a) shall provide the patient, or the relevant person (or both of them), with the information specified in subsection
(3), which, having regard to section 14 , the health services provider has in its possession, at the time the notifiable incident disclosure meeting is held, (b) may provide the information specified in subsection
(3)— (
  1. i)orally, and (
  2. ii)in the order in which the health services provider considers appropriate, having regard to all the circumstances of the patient or the relevant person (or both of them) and the notifiable incident concerned, (
  3. c)shall, in accordance with section 24 , give the patient or the relevant person (or both of them) a copy of the statement referred to in subsection
(5), and (d) shall give the statement referred to in section 11
(1)to the patient or relevant person (or both of them) in accordance with section 24 .
(3)The information, referred to in subsection
(2), that is to be provided in accordance with that subsection shall be as follows: (
  1. a)the names of the persons present at the notifiable incident disclosure meeting; (
  2. b)a description of the notifiable incident concerned; (
  3. c)the date on which— (
  4. i)the notifiable incident occurred (if known), and (
  5. ii)the notifiable incident came to the notice of the health services provider; (
  6. d)the manner in which the notifiable incident came to the notice of the health services provider; (
  7. e)where, in the opinion of the health services provider, physical or psychological consequences of the notifiable incident which, at the time of the notifiable incident disclosure meeting is held, are present or have developed, information in respect of those consequences; (
  8. f)where the health services provider has reasonable grounds for believing that, in addition to the consequences referred to in paragraph (e)— (
  9. i)physical or psychological consequences which, at the time of the notifiable incident disclosure meeting is held, have not presented, or developed, but which, notwithstanding such absence, the health services provider has such grounds for believing they are likely to present or develop at any time after the notifiable incident disclosure meeting, information in respect of those consequences, and (
  10. ii)physical or psychological consequences which, at the time of the notifiable incident disclosure meeting have not presented, or developed, and which the health services provider has such grounds for believing they are less likely or unlikely to present or develop at any time after the holding of the notifiable incident disclosure meeting, information in respect of those consequences; (
  11. g)where the health services provider has reasonable grounds for believing that no physical or psychological consequences are likely to present or develop from the notifiable incident, a statement to that effect; (
  12. h)where, at the time of the notifiable incident disclosure meeting— (
  13. i)any physical or psychological consequences arising from the notifiable incident have presented, or developed, and (
  14. ii)the patient is under the clinical care of the health services provider concerned, the health services provider shall provide the patient with information in respect of the treatment, and relevant clinical care, that the provider is providing (or proposes to provide) to the patient to address those consequences; (
  15. i)having regard to the consideration, by the health services provider, of the notifiable incident— (
  16. i)the actions the health services provider has taken, or proposes to take, and (
  17. ii)procedures or processes to be implemented, in order to, in so far as it is reasonably open to that provider to do so, address the knowledge the provider has obtained from its consideration of that incident and the circumstances giving rise to it.
(4)Where, pursuant to section 15
(1)(c), the health services provider has determined that an apology is to be made to the patient or the relevant person (or both of them), that health services provider may, at the notifiable incident disclosure meeting, make the apology to the patient or the relevant person (or both of them) in respect of the notifiable incident.
(5)The statement referred to in subsection
(2)(
  1. c)that is to be given to the patient or the relevant person (or both of them) in accordance with that subsection shall— (
  2. a)be in writing, (
  3. b)set out the information, specified in subsection
(3), provided to the patient or the relevant person (or both of them) in accordance with subsection
(2), (c) contain an apology referred to in subsection
(4)where such apology was made, (d) state that the open disclosure of the notifiable incident was made pursuant to section 5
(1), (
  1. e)specify the date on which the open disclosure of the notifiable incident was made, (
  2. f)state that the notifiable incident disclosure meeting was held in compliance with section 5
(1), and (g) be signed in accordance with subsection
(6).
(6)The statement referred to in subsection
(5), shall be signed by— (
  1. a)the principal health practitioner, or (
  2. b)the health practitioner referred to in section 13
(2), who made the open disclosure of the notifiable incident on behalf of the health services provider.
(7)The health services provider shall keep, in the records referred to in section 25 , the statement referred to in subsection
(5). Refusal, by patient or relevant person, to participate in open disclosure of notifiable incident 19.
(1)Nothing in this Act shall require a patient to engage with the health services provider in the open disclosure of a notifiable incident and— (
  1. a)a patient may authorise a relevant person not to attend the notifiable incident disclosure meeting, and (
  2. b)where a relevant person refuses to attend the notifiable incident disclosure meeting, the health services provider shall inform the patient of the refusal and the patient may specify another relevant person to attend that meeting.
(2)Where a health services provider informs a patient or a relevant person that the provider proposes to hold a notifiable incident disclosure meeting in order to make an open disclosure of the notifiable incident and the patient or relevant person does not want to have the open disclosure made to him or her and refuses to attend that notifiable incident disclosure meeting, the patient, or a relevant person, shall inform the provider that he or she— (a) will not attend the notifiable incident disclosure meeting, (b) does not want to receive the information which is to be provided at that meeting, and (c) does not want to receive, having regard to section 5
(2)and section 14 , any additional notifiable information that may be provided (or apology that may be made) pursuant to section 21 .
(3)Where a patient or a relevant person informs a health services provider of the matters specified in subsection
(2), the provider shall— (
  1. a)set out a statement in writing of those matters, (
  2. b)include, in the statement referred to in paragraph (a), a reference to the entitlement under subsection
(7)for the patient to make a later request for a notifiable incident disclosure meeting despite the refusal referred to in subsection
(2), (
  1. c)sign that statement and specify the date on which it was signed, (
  2. d)give the patient or relevant person a copy of that statement which has, in accordance with paragraph (c), been signed by the provider, as soon as practicable, (
  3. e)maintain the statement which has, in accordance with paragraph (c), been signed by the provider, in the records referred to in section 25 , and (
  4. f)pursuant to that statement, not proceed to hold the notifiable incident disclosure meeting.
(4)Where section 7
(1)(
  1. c)applies and a health services provider informs both a patient and a relevant person that the provider proposes to hold a notifiable incident disclosure meeting in order to make an open disclosure of the notifiable incident and both the patient and relevant person do not want to have the open disclosure made to them and refuse to attend that notifiable incident disclosure meeting, the patient and relevant person shall inform that provider that— (
  2. a)they will not attend the notifiable incident disclosure meeting, (
  3. b)they do not want to receive the information which is to be provided at that meeting, and (
  4. c)they do not want to receive, having regard to section 5
(2)and section 14 , any additional notifiable information that may be provided (or apology that may be made) pursuant to section 21 .
(5)Where a patient and a relevant person informs a health services provider of the matters specified in subsection
(4), the provider shall— (
  1. a)set out a statement in writing of those matters, (
  2. b)include, in the statement referred to in paragraph (a), a reference to the entitlement under subsection
(7)for the patient to make a later request for a notifiable incident disclosure meeting despite the refusal referred to in subsection
(2), (
  1. c)sign the statement referred to in paragraph (
  2. a)and specify the date on which it was signed, (
  3. d)provide the patient and the relevant person who has informed the provider of those matters with a copy of the statement which has, in accordance with paragraph (c), been signed by the provider, as soon as practicable, (
  4. e)maintain the statement which has, in accordance with paragraph (c), been signed by the provider, in the records referred to in section 25 , and (
  5. f)pursuant to that statement, not proceed to hold the notifiable incident disclosure meeting.
(6)Where a patient, or a relevant person, refuses to accept receipt of the statement referred to in subsection
(3)(d), or subsection
(5)(d), the provider shall— (
  1. a)make a note in writing of that refusal, (
  2. b)include, in the note referred to in paragraph (a), the incident to be disclosed and the date of the incident (if known), (
  3. c)sign the note referred to in paragraph (
  4. a)and specify the date of signing, and (
  5. d)keep, in the records referred to in section 25 , the note referred to in paragraph (a), which has been signed in accordance with paragraph (c).
(7)Where a patient or a relevant person has, or as the case may be both of them have, refused to engage with the health services provider in the making of an open disclosure of a notifiable incident, the patient may, within 5 years from the date of the refusal, request the health services provider to make the open disclosure.
(8)A request referred to in subsection
(7)may be made orally and the provider shall keep a note of the request in writing specifying the date of the request and the person who made it.
(9)Where the health services provider receives a request under subsection
(7), it shall hold a notifiable incident disclosure meeting.
(10)The health services provider shall keep, in the records referred to in section 25 , the note referred to in subsection
(8).
(11)Nothing in subsection
(1)to
(5)shall operate to prevent the making of a notification under Part 4 in respect of that notifiable incident. Failure to contact patient or relevant person (or both) for purpose of open disclosure of notifiable incident 20.
(1)Where for the purposes of section 5
(1), and arranging a notifiable incident disclosure meeting, the health services provider concerned is unable to contact a patient on the basis of the contact information provided to it by the patient, the provider shall take all steps reasonably open to it to establish contact with the patient in order to comply with section 5
(1).
(2)Where for the purposes of section 5
(1), and arranging a notifiable incident disclosure meeting with a relevant person, the health services provider concerned is unable to contact him or her on the basis of the contact information provided to it by the patient or the relevant person, the provider shall take all steps reasonably open to it to establish contact with the relevant person in order to comply with section 5
(1).
(3)Where for the purposes of section 5
(1), and arranging a notifiable incident disclosure meeting with a patient and a relevant person, the health services provider concerned is unable to contact either or both of them on the basis of the contact information provided to it by the patient or the relevant person, the provider shall take all steps reasonably open to it to establish contact with either or both of them in order to comply with section 5
(1).
(4)A health services provider shall— (
  1. a)set out, in a statement in writing, the steps taken by it to establish contact with a patient, a relevant person or, as the case may be, both of them, (
  2. b)include, without prejudice to the generality of paragraph (a), the contact information, referred to in subsection
(1), or as the case may be, subsection
(2), provided to the provider, (
  1. c)sign the statement referred to in paragraph (
  2. a)and shall specify the date of signing, and (
  3. d)keep, in records referred to in section 25 , the statement referred to in paragraph (a), which has been signed in accordance with paragraph (
  4. c)together with any document (or any copy or record of a document) used by the provider to contact the patient or relevant person (or both of them) and any record of the steps referred to in paragraph (a).
(5)Where, at any time after the signing of the statement referred to in subsection
(4)— (
  1. a)the health services provider makes contact with the patient or relevant person, or as the case may be, both of them, or (
  2. b)the patient or relevant person makes, or as the case may be both of them make, contact with the health services provider, the health services provider shall hold a notifiable incident disclosure meeting in order to make the open disclosure of the notifiable incident after that contact has been made.
(6)Nothing in this section shall operate to prevent the making of a notification under Part 4 in respect of the notifiable incident concerned.
(7)In this section, “contact information” means information provided to a health services provider by the patient or a relevant person (or both of them) for the purpose of permitting the provider to contact the patient or relevant person (or both of them) as it may require when the patient is no longer in the care of the provider or has left the premises on which the health service concerned is provided to that patient. Additional notifiable information 21.
(1)A health services provider may, at any time after the holding of the notifiable incident disclosure meeting, provide information that is additional to the information which was, in accordance with section 18
(2)(a), provided to the patient or relevant person (or both of them) at the notifiable incident disclosure meeting (“additional notifiable information”) that, having regard to— (a) section 5
(2), and (
  1. b)subparagraphs (
  2. i)to (iii) of section 14
(1)(a), was not available to the health services provider at the time of the notifiable incident disclosure meeting and which, after that meeting has become available and may, having regard to that additional notifiable information, make an apology.
(2)An additional notifiable information meeting shall, subject to subsection
(3), be held in person with the patient or relevant person (or both of them).
(3)A patient or a relevant person (or both of them) may, when requesting the holding of an additional notifiable information meeting, request the provider that the proposed meeting be held other than in person.
(4)A request under subsection
(3)may be made orally.
(5)A health services provider shall make arrangements— (
  1. a)to meet with a patient or a relevant person (or both of them), or (
  2. b)where the patient or relevant person has made a request under subsection
(3), to hold the meeting other than in person, for the purpose of providing that additional notifiable information (in this Act referred to as an “additional notifiable information meeting”).
(6)Additional notifiable information and an apology (if any) shall be provided, or made— (
  1. a)by the principal health practitioner who made the open disclosure of the notifiable incident in accordance with section 13 , (
  2. b)where, pursuant to section 13
(1)(b), the open disclosure of the notifiable incident was made by a health practitioner referred to in section 13
(2), by that health practitioner, or (c) by a health practitioner referred to in subsection
(7).
(7)Where additional notifiable information referred to in subsection
(1)is to be provided (and an apology, if any, to be made), to a patient or relevant person (or both of them) and the person who, in accordance with section 13 , made the open disclosure of the notifiable incident— (
  1. a)is not available to provide that additional notifiable information (or make an apology), or (
  2. b)is otherwise not in a position to provide that information (or make an apology), that additional notifiable information (and apology, if any), shall be provided, or made, by a health practitioner whom the health services provider considers appropriate.
(8)Nothing in this Act shall operate to prevent an apology being made on behalf of a health services provider at the additional notifiable incident meeting whether an apology was made (or was not made) at the notifiable incident disclosure meeting having regard to the additional notifiable information which has become available since that meeting.
(9)Where a request is made orally under subsection
(4), the health services provider shall make a note, in writing, of the request and it shall be kept in the records referred to in section 25 . Additional notifiable information to be provided at additional notifiable information meeting 22.
(1)When providing the additional notifiable information referred to in section 21 at an additional notifiable information meeting, a health services provider— (a) shall provide the additional notifiable information in accordance with subsection
(2), (
  1. b)may provide the additional notifiable information— (
  2. i)orally, and (
  3. ii)in the order in which the health services provider considers appropriate, having regard to all the circumstances of the patient or the relevant person (or both of them) and the incident concerned, and (
  4. c)shall, in accordance with section 24 , give the patient or relevant person (or both of them) a copy of the statement referred to in subsection
(3).
(2)When providing the additional notifiable information referred to in subsection
(1)— (
  1. a)the health services provider shall provide the names of the persons present at the additional notifiable information meeting, (
  2. b)the health services provider shall have regard to the provisions of section 18
(3)and shall specify the provisions of that section to which the additional notifiable information, provided at the additional notifiable information meeting refers, (c) without prejudice to paragraph (b), where having regard to the additional notifiable information provided, the health services provider has reasonable grounds for believing that further physical or psychological consequences referred to in section 18
(3)(f), are likely to present or develop, the health services provider shall provide further information in respect of— (
  1. i)any physical or psychological consequences which, at the time the additional notifiable information meeting is held, have not presented, or developed, but which, notwithstanding such absence, the health services provider reasonably believes are likely to present or develop at any time after that meeting, and (
  2. ii)any physical or psychological consequences which, at the time of the additional notifiable information meeting, have not presented, or developed, and which the health services provider reasonably believes are less likely or unlikely to present or develop at any time after the holding of that meeting, (
  3. d)without prejudice to paragraph (
  4. b)and having regard to the additional notifiable information, where, at the time the additional notifiable information meeting is held— (
  5. i)any physical or psychological consequences arising from the notifiable incident have presented, or developed, (
  6. ii)the patient is under the clinical care of the health services provider concerned, (iii) having regard to the information referred to in section 18
(3)(
  1. h)which was provided at the notifiable incident disclosure meeting, and (
  2. iv)the health services provider proposes to make changes to the treatment, and relevant clinical care, that the provider is providing to the patient to address those consequences, the health services provider shall provide information relating to those changes to the treatment and clinical care.
(3)The statement referred to in subsection
(1)(c), that is to be given to the patient or the relevant person (or both of them) by the health services provider in accordance with that subsection, shall— (a) be in writing, (b) set out the additional notifiable information, specified in subsection
(2), provided to the patient or the relevant person (or both of them) in accordance with that subsection, (
  1. c)contain an apology referred to in section 21 where such apology was made, (
  2. d)specify the date on which the additional notifiable information was provided to the patient or the relevant person (or both of them), and (
  3. e)be signed in accordance with subsection
(4).
(4)The statement referred to in subsection
(3)shall be signed by— (a) the principal health practitioner referred to in section 21
(6)(a), or (b) the health practitioner referred to in section 21
(6)(b) or (c), who provided the additional notifiable information to the patient or relevant person (or both of them) in accordance with this section.
(5)The health services provider shall keep, in the records referred to in section 25 , the statement referred to in subsection
(3).
(6)Nothing in this Act shall operate to prevent the additional notifiable information being provided (and an apology, if any, being made), at the additional notifiable information meeting, to— (
  1. a)both the patient and the relevant person where the open disclosure of the notifiable incident (and an apology, if any) was made to either of them at the notifiable incident disclosure meeting, and (
  2. b)a relevant person where— (
  3. i)the open disclosure of the notifiable incident (and an apology, if any) was made to the patient concerned at the notifiable incident disclosure meeting, and (
  4. ii)the patient died after the notifiable incident disclosure meeting was held.
(7)Section 10 shall apply to— (
  1. a)any information provided (or apology made) to the patient or the relevant person (or both of them) at the additional notifiable information meeting, in the same way as section 10 applies to information provided, and an apology where it is made, at a notifiable incident disclosure meeting, and (
  2. b)the statement referred to in subsection
(3)in the same way as it applies to the statement referred to in section 18
(5). Clarification of information provided at notifiable incident disclosure meeting or additional notifiable information provided at additional notifiable information meeting 23.
(1)A patient or relevant person (or both of them) to whom an open disclosure of a notifiable incident was made, may, at any time after the notifiable incident disclosure meeting, or the additional notifiable information meeting as the case may be, make a request, to the designated person, for the clarification of— (
  1. a)any information provided to the patient or relevant person (or both of them) at the notifiable incident disclosure meeting, or (
  2. b)any additional notifiable information provided to the patient or relevant person (or both of them) at the additional notifiable information meeting, and may request that the clarification be made other than in person.
(2)Where a request is made under subsection
(1)— (
  1. a)in the case of a request for clarification of the information provided at the notifiable incident disclosure meeting, the designated person shall— (
  2. i)as soon as practicable, inform the person who, pursuant to section 13 , made the open disclosure of the notifiable incident, or where the conditions in subsection
(4)are satisfied, a health practitioner referred to in that subsection, of the request, and (
  1. ii)liaise with the person, or the health practitioner, referred to in subparagraph (
  2. i)in relation to the provision of a response to the request, (
  3. b)in the case of a request for clarification of the additional notifiable information provided at the additional notifiable information meeting, the designated person shall— (
  4. i)as soon as practicable, inform the person who, pursuant to section 21 , provided the additional notifiable information at that meeting or, where the conditions in subsection
(4)are satisfied, a health practitioner referred to in that subsection, of the request, and (
  1. ii)liaise with the person, or the health practitioner, referred to in subparagraph (
  2. i)in relation to the provision of a response to the request, (
  3. c)in the case of a request for clarification of the information provided at the notifiable incident disclosure meeting, the person who, pursuant to section 13 , made the open disclosure of the notifiable incident at the notifiable incident disclosure meeting, or where the conditions referred to in subsection
(4)are satisfied, a health practitioner referred to in that subsection, shall— (
  1. i)provide the clarification to the patient or relevant person (or both of them), in so far as it is reasonably open to him or her to do so having regard to the information available to him or her at the time at which he or she provides the clarification, and (
  2. ii)liaise with the designated person in relation to the provision of the clarification referred to in subparagraph (i), (
  3. d)in the case of a request for clarification of additional notifiable information provided at an additional notifiable information meeting, the person who, pursuant to section 21 , provided the additional notifiable information at that meeting, or where the conditions in subsection
(4)are satisfied, a health practitioner referred to in that subsection, shall— (
  1. i)provide the clarification to the patient or relevant person (or both of them) in so far as it is reasonably open to him or her to do so having regard to the information available to him or her at the time at which he or she provides the clarification, and (
  2. ii)liaise with the designated person in relation to the provision of the clarification referred to in subparagraph (i), and (
  3. e)the designated person shall— (
  4. i)set out, in a statement in writing— (I) the request for clarification made under subsection
(1)and whether it was requested that the clarification be made other than in person, and (II) the date on which the clarification requested under subsection
(1)was provided, and (ii) keep, in the records referred to in section 25 , the statement referred to in subparagraph (i).
(3)For the purposes of providing the clarification requested under subsection
(1), the person who, pursuant to section 13 , made the open disclosure of the notifiable incident at the notifiable incident disclosure meeting, the person who, pursuant to section 21 , provided the additional notifiable information at the additional notifiable information meeting, or, where the conditions referred to in subsection
(4)are satisfied, a health practitioner referred to in that subsection, as the case may be— (
  1. a)may provide that clarification orally, and (
  2. b)shall, in accordance with section 24 , give a copy of the statement in writing referred to in subsection
(5)to— (
  1. i)the designated person, and (
  2. ii)the patient or relevant person (or both of them) who made the request under subsection
(1).
(4)Where a request is made under subsection
(1)and the person who— (
  1. a)pursuant to section 13 , made the open disclosure of the notifiable incident at the notifiable incident disclosure meeting, or (
  2. b)pursuant to section 21 , provided the additional notifiable information at the additional notifiable information meeting, is not available to provide the clarification requested under subsection
(1)— (
  1. i)the designated person shall notify the health services provider, and (
  2. ii)the clarification shall be provided by a health practitioner whom the health services provider, having considered the notifiable incident concerned, considers appropriate.
(5)The statement referred to in subsection
(3)(
  1. b)that is to be given, in accordance with that subsection, to the persons specified in that subsection, shall— (
  2. a)set out the information provided in the clarification, (
  3. b)specify the date on which the clarification was provided to the persons referred to in subsection
(3), and (c) be signed in accordance with subsection
(6).
(6)The statement referred to in subsection
(5)shall be signed by the person who provided the clarification.
(7)The health services provider shall keep, in the records referred to in section 25 , the statement referred to in subsection
(5).
(8)Section 10 shall apply to— (a) information provided in a clarification made to a patient or relevant person (or both of them) pursuant to a request made under subsection
(1)in the same way as that section applies to information provided to a patient or relevant person (or both of them) at a notifiable incident disclosure meeting or an additional notifiable information meeting as the case may be, and (b) the statement in writing referred to in— (i) subsection
(2)(e), and (ii) subsection
(5), in the same way as that section applies to the statement referred to in section 18
(5). Statements specifying information given at certain meetings 24.
(1)Subsection
(2)shall apply for the purposes of— (a) a notifiable information disclosure meeting that is held in person and the provision of the statement referred to in section 18
(5)to a patient or relevant person (or both of them) in accordance with section 18
(2)(c) and the statement referred to in section 18
(2)(d), (b) an additional notifiable information meeting that is held in person and the provision of the statement referred to in section 22
(3)to a patient or relevant person (or both of them) in accordance with section 22
(1)(c), and (c) a clarification provided under section 23 and the provision of the statement referred to in section 23
(3)(b) to a patient or relevant person (or both of them) in accordance with that section.
(2)A health services provider shall— (a) give the statements referred to in subsection
(1)(
  1. a)to the patient or relevant person (or both of them)— (
  2. i)at the meeting referred to in subsection
(1)(a), or (ii) not later than 5 days from the date on which the meeting referred to in subsection
(1)(
  1. a)was held, and (
  2. b)give the statement referred to in subsection
(1)(b) or
(1)(c), to the patient or relevant person (or both of them)— (i) at the meeting referred to in subsection
(1)(b), or as the case may be, at a clarification referred to in subsection
(1)(c), or (ii) not later than 5 days from the date on which the meeting referred to in subsection
(1)(b), or as the case may be, the clarification referred to in subsection
(1)(c), was held.
(3)Subsection
(4)shall apply for the purposes of— (a) a notifiable information disclosure meeting that is held other than in person and the provision of the statement referred to in section 18
(5)to a patient or relevant person (or both of them) in accordance with section 18
(2)(c) and the statement referred to in section 18
(2)(d), (b) an additional notifiable information meeting that is held other than in person and the provision of the statement referred to in section 22
(3)to a patient or relevant person (or both of them) in accordance with section 22
(1)(c), and (c) a clarification provided under section 23 that is made other than in person and the provision of the statement referred to in section 23
(3)(b) to a patient or relevant person (or both of them) in accordance with that section.
(4)A health services provider shall give— (a) the statements referred to in subsection
(3)(
  1. a)to the patient or relevant person (or as the case may be both of them) not later than 5 days from the day on which that meeting was held, and (
  2. b)the statement referred to in subsection
(3)(
  1. b)or (
  2. c)to the patient or relevant person (or as the case may be both of them) not later than 5 days from the day on which the meeting referred to in subsection
(3)(b), or as the case may be the clarification referred to in subsection
(3)(c), was held. Records relating to open disclosure of notifiable incident 25.
(1)A health services provider shall keep and maintain records in relation to— (a) a copy of the designation referred to in section 16
(2), (b) the statement referred to in section 18
(7), (c) the statement referred to in section 19
(3)(e) or section 19
(5)(e), as the case may be, (d) the note referred to in section 19
(6)(d), (e) the note referred to in section 19
(10), (f) the statement referred to in section 20
(4)(d), (g) the statement referred to in section 22
(5), (
  1. h)the statement in writing— (
  2. i)of a request referred to in section 23
(2)(e), and (ii) referred to in section 23
(7), and (i) a record of a request (if any) referred to in section 17
(4)or section 21
(9).
(2)The Minister may prescribe the form of the records to be kept and maintained by a health services provider under this section and any matter relating to the keeping and maintenance of such records. PART 4 Notification to Certain Bodies of Notifiable Incidents Interpretation for Part 26. In this Part— “additional Part 4 information” shall be construed in accordance with section 31 ; “chief inspector” has the meaning assigned to it by section 40 of the Act of 2007; “further Part 4 information” shall be construed in accordance with section 31 ; “National Treasury Management Agency incident management system” means the system established pursuant to, and in accordance with, the Act of 2000 that is, from time to time, used pursuant to that Act for the purpose of the reporting, under section 11 of that Act, of an adverse incident (within the meaning of section 11
(2)of that Act). Notification to Authority by health services providers of notifiable incident 27.
(1)Where a health services provider, other than a health services provider referred to in section 28 or section 29 is satisfied that a notifiable incident, specified in subsection
(2)has occurred in the course of the provision by the health services provider of a health service to a patient, it shall notify the Authority of that notifiable incident— (
  1. a)as soon as practicable, and (
  2. b)in any event, not later than 7 days from the day on which the provider was satisfied the incident had occurred.
(2)For the purposes of subsection
(1), all of the following shall be notified in accordance with that subsection: (
  1. a)each notifiable incident specified in Part 1 of Schedule 1 ; (
  2. b)each notifiable incident specified in Part 2 of Schedule 1 ; (
  3. c)in the case of a notifiable incident specified in regulations made under section 8 , each such incident specified in any regulations made under that section.
(3)A notification under this section shall specify the following information: (
  1. a)the name of the health services provider; (
  2. b)identification of the type of notifiable incident, specified in Part 1 or 2 of Schedule 1 or, as the case may be, specified in regulations made under section 8 , into which the notifiable incident concerned falls; (
  3. c)the date the notifiable incident occurred if, having regard to section 5
(2), the date is known at the time the notification under this section is made; (
  1. d)the date the notifiable incident came to the notice of the health services provider; (
  2. e)having regard to the notifiable incident and the causes of the notifiable incident insofar as they are known at the time of the notification is made under this section— (
  3. i)the action the health services provider has taken in response to that incident, or proposes to take, to prevent reoccurrence, or mitigate the consequences of any similar such incident should there be a reoccurrence, and (
  4. ii)a statement of any action taken, or proposed to be taken, for the purpose of sharing what has been learnt, and knowledge obtained, from the occurrence of the notifiable incident.
(4)The Authority shall acknowledge receipt, in writing, of a notification made to it under this section not later than 21 days from receipt of the notification.
(5)An acknowledgement made under subsection
(4)may be made electronically. Notification to chief inspector of notifiable incident by certain health services providers 28.
(1)Where a health services provider carries on the business of a designated centre and it is satisfied that a notifiable incident, specified in subsection
(2), has occurred in the course of the provision by it of a health service to a patient, the health services provider shall notify the chief inspector of that notifiable incident— (
  1. a)as soon as practicable, and (
  2. b)in any event, not later than 7 days from the day on which the provider was satisfied the incident had occurred.
(2)For the purposes of subsection
(1), all of the following shall be notified in accordance with that subsection: (
  1. a)each notifiable incident specified in Part 1 of Schedule 1 ; (
  2. b)in the case of a notifiable incident specified in regulations made under section 8 , each such incident specified in any regulations made under that section.
(3)A notification under this section shall specify the information that is set out in section 27
(3).
(4)The chief inspector shall acknowledge receipt, in writing, of a notification made to it under this section not later than 21 days from receipt of the notification.
(5)An acknowledgement made under subsection
(4)may be made electronically.
(6)In this Part, “designated centre” means— (
  1. a)a designated centre within the meaning of section 2 of the Act of 2007, and (
  2. b)which is registered in accordance with section 49 of the Act of 2007 and includes— (
  3. i)a designated centre whose registration has been cancelled under section 51 of that Act where an appeal against the cancellation has been made and has not been determined or withdrawn or in respect of which an appeal has been made under section 62 of that Act and that appeal has not been determined or withdrawn, and (
  4. ii)a designated centre in respect of which an application was made to the District Court under section 59 of the Act of 2007 and the application has not been determined or withdrawn or in respect of which an appeal has been made under section 62 of that Act and that appeal has not been determined or withdrawn. Notification to Commission of notifiable incident by certain health services providers 29.
(1)Where a health services provider, which provides a health service in an approved centre, is satisfied that a notifiable incident, specified in subsection
(2), has occurred in the course of the provision by it of a health service to a patient, it shall notify the Commission of that notifiable incident— (
  1. a)as soon as practicable, and (
  2. b)in any event, not later than 7 days from the day on which the provider was satisfied the incident had occurred.
(2)For the purposes of subsection
(1), all of the following shall be notified in accordance with that subsection: (
  1. a)each notifiable incident specified in Part 1 of Schedule 1 ; (
  2. b)in the case of a notifiable incident specified in regulations made under section 8 , each such incident specified in any regulations made under that section.
(3)A notification under this section shall include the information specified in section 27
(3)for the notifiable incident concerned.
(4)The Commission shall acknowledge receipt, in writing, of a notification made to it under this section not later than 21 days from receipt of the notification.
(5)An acknowledgement made under subsection
(4)may be made electronically.
(6)In this Part, “approved centre” shall be construed in accordance with section 63 of the Mental Health Act 2001 and, in accordance with section 65
(4)(a) of that Act, or as the case may be, section 64
(10)(a) of that Act, and references to an approved centre include a reference to an approved centre to which section 65
(4)(a) of that Act, or as the case may be, section 64
(10)(a)(iii) of that Act, refers. Method of making notifications under sections 27, 28 and 29 30. For the purposes of making a notification under section 27 , 28 or 29 , the health services provider shall make the notification by means of the National Treasury Management Agency incident management system. Provision of additional and further information by health services provider 31.
(1)Where, following a notification under section 27 , 28 or 29 — (
  1. a)the Authority, (
  2. b)the chief inspector, or (
  3. c)the Commission, has had regard to the notifiable incident concerned and requires additional information in respect of the notifiable incident concerned, it, or he or she, may request the health services provider concerned to furnish it, or him or her, with additional information that is additional to the information specified in the notification, and where it, or he or she, considers it appropriate with the further information referred to in subsection
(2)(in this Part referred to as “additional Part 4 information”).
(2)The further information referred to in subsection
(1)(in this Part referred to as “further Part 4 information”) is information which— (
  1. a)arises from the consideration by the Authority, chief inspector or Commission of the nature of the notifiable incident concerned, and (
  2. b)having had regard to the safety of patients, and the performance by the Authority, chief inspector or Commission, it, or him or her, of its, or his or her, functions the Authority, chief inspector or Commission considers necessary for the performance of those functions.
(3)Additional Part 4 information or further Part 4 information, provided pursuant to a request under this section shall be provided in such manner as the Authority, chief inspector or Commission specifies in the request. Sharing information 32.
(1)Where, in the opinion of the Authority, chief inspector or the Commission, having had regard to— (a) the information, specified in section 27
(3), 28
(3)or as the case may be section 29
(3), provided in respect of the notifiable incident, additional Part 4 information and further Part 4 information provided under section 31 , (
  1. b)the issues arising from that information in relation to the safety of patients, and (
  2. c)the functions of a relevant body including functions relating to the provision, or regulation, of a health service or the regulation of a health practitioner, it is necessary for the purposes of the safety of patients that such information be shared with one or more relevant bodies for the performance by any such relevant body of its functions, the Authority, the chief inspector or the Commission may share information (including additional Part 4 information and further Part 4 information referred to in paragraph (a)) provided to it, or as the case may be, to him or her under, and in accordance with, this Part with any such relevant body.
(2)A relevant body shall use any information provided to it under this section solely for the purpose of the performance by it of its functions.
(3)In this section— “Act of 1962” means the Coroners Act 1962 ; “relevant body” means all or any of the following: (
  1. a)the coroner (within the meaning of the Act of 1962) for the coroner’s district (within the meaning of the Act of 1962) in which a notifiable incident has occurred; (
  2. b)the Health Products Regulatory Authority; (
  3. c)the Health and Safety Authority; (
  4. d)the Child and Family Agency; (
  5. e)a body established by or under any enactment (other than the Companies Act 2014 ) whose functions include the regulation of any matter relating to a health service or the regulation of a health practitioner. Notification under Part 4: information not to invalidate insurance; constitute admission of liability or fault; or not to be admissible in proceedings 33.
(1)Information provided in a notification under this Part (including additional Part 4 information and further Part 4 information) and any such information that is, pursuant to section 32 , shared under that section— (
  1. a)shall not constitute an express or implied admission of fault or liability by— (
  2. i)that health services provider, or (
  3. ii)a person specified in subparagraphs (
  4. ii)to (
  5. ix)of section 10
(1)(a), in relation to the notifiable incident which is the subject of the notification or a clinical negligence action which arises (whether in whole or in part) from the consequences of that notifiable incident, (
  1. b)shall not, notwithstanding any other enactment or rule of law, be admissible as evidence of fault or liability of— (
  2. i)that health services provider, or (
  3. ii)a person specified in subparagraphs (
  4. ii)to (
  5. ix)of section 10
(1)(b), in a court in relation to the notifiable incident which is the subject of the notification or a clinical negligence action which arises (whether in whole or in part) from the consequences of that notifiable incident, and (
  1. c)shall not, notwithstanding— (
  2. i)any provision to the contrary in— (I) a policy of professional indemnity insurance, (II) any documentation that comprises an offer, or evidence, of an arrangement for indemnity between a medical defence organisation and a member of that organisation, or (III) a contract of insurance providing insurance cover for claims in respect of civil liability or clinical negligence actions, or (
  3. ii)any other enactment or rule of law, invalidate or otherwise affect the cover provided by such policy or contract of insurance that is, or but for such information would be, available in respect of the notifiable incident which is the subject of the notification or any matter alleged which arises (whether in whole or in part) from that notifiable incident.
(2)Information provided in a notification under this Part— (
  1. a)shall not constitute an express or implied admission, by a health practitioner, of fault, professional misconduct, poor professional performance, unfitness to practise a health service, or other failure or omission, in the determination of any matter specified in subparagraphs (
  2. i)to (
  3. vi)of section 10
(2)(a), or (b) are not, notwithstanding any other enactment, admissible as evidence of fault, professional misconduct, poor professional performance, unfitness to practise a health service, or other failure or omission, in proceedings to determine a complaint, application or allegation referred to in paragraph (a).
(3)This section is in addition to, and not in substitution for, any enactment or rule of law relating to the disclosure of information in respect of the provision of a health service.
(4)In this section— “clinical negligence” has the meaning assigned to it by section 10 ; “clinical negligence action” has the meaning assigned to it by section 10 ; “medical defence organisation” has the meaning assigned to it by section 10 ; “professional indemnity insurance” has the meaning assigned to it by section 10 . Restriction of Act of 2014 in respect of notification made under this Part 34.
(1)The Act of 2014 shall not apply to a record of, or relating to, a notification made under sections 27 , 28 and 29 , additional Part 4 information provided under section 31 , further Part 4 information provided under section 31 or any other provision of this Part which is held— (
  1. a)pursuant to section 27 , by the Authority, (
  2. b)pursuant to section 28 , by the chief inspector, (
  3. c)pursuant to section 29 , by the Commission, or (
  4. d)pursuant to section 30 , by the State Claims Agency (within the meaning of section 8
(6)of the Act of 2000).
(2)Where information obtained from a notification referred to in subsection
(1)(including additional Part 4 information and further Part 4 information) is shared under section 32 , the Act of 2014 shall not apply to a record of, or relating to, that notification (or that additional and further information) which is held by the relevant body referred to in section 32 with which it was shared. PART 5 Open disclosure of Part 5 reviews Part 5 review 35.
(1)A patient may request a review (in this Act referred to as a “request for a Part 5 review”) of the results of a screening which has been carried out by a cancer screening service in relation to the patient.
(2)A request for a Part 5 review shall be made in writing to the health services provider who provided the cancer screening to the patient.
(3)Where a request for a Part 5 review has been received in accordance with subsection
(2), the health services provider which received the request shall carry out the review, which review shall be carried out in such form and manner and subject to such requirements and conditions as may be reasonably specified by the provider for the purposes of carrying out Part 5 reviews under this Part. Obligation to inform patient of right to make request for Part 5 review 36.
(1)A health services provider shall, in relation to a patient in respect of whom a cancer screening is to be or is being carried out, inform the patient in writing, either before or at the time that it carries out the cancer screening on that patient, of his or her right to make a request under section 35 for a Part 5 review.
(2)Without prejudice to the generality of subsection
(1), a health services provider shall, in relation to patients in respect of whom a cancer screening has, on or after the commencement of this section, been carried out by the health services provider establish and implement procedures for the further provision of the information given under subsection
(1)to those patients in respect of their right to make a request for a Part 5 review under and in accordance with section 35 .
(3)A health services provider shall publish the procedures referred to in subsection
(2)on a website maintained by or on behalf of the health services provider. Obligation to make an open disclosure of Part 5 review 37.
(1)Where a Part 5 review has been carried out in respect of a patient, the health services provider shall, subject to sections 50 and 51 , hold a Part 5 review disclosure meeting in order to make the open disclosure of the review to the patient or relevant person (or both of them) as specified in section 39 .
(2)For the purposes of subsection
(1), where a health services provider is satisfied that a Part 5 review has been carried out but not all of the information relating to the review is available, the health services provider shall make the open disclosure of the Part 5 review under subsection
(1)notwithstanding the absence of some of that information. Health practitioner to inform health services provider of Part 5 review 38.
(1)Without prejudice to section 37 , where, a health practitioner becomes aware that a Part 5 review has been carried out in relation to a patient, the health practitioner shall, as soon as practicable, inform the health services provider which is providing the health service to the patient of that fact.
(2)A health practitioner shall inform the health services provider referred to in subsection
(1)whether or not the Part 5 review was carried out during the provision of a health service to the patient by— (
  1. a)that provider, or (
  2. b)another health services provider. Persons to whom open disclosure of Part 5 review is made 39.
(1)A health services provider shall make the open disclosure of the Part 5 review to— (
  1. a)the patient concerned, (
  2. b)a relevant person where— (
  3. i)in the opinion of the principal health practitioner providing clinical care to the patient, having regard to the clinical circumstances of the patient, who is the subject of the Part 5 review, the capacity of the patient is such that he or she is unable to— (I) participate in that open disclosure, and (II) consent to that open disclosure being made to a relevant person, and that capacity is unlikely to be of a temporary duration, and the health services provider is satisfied that a Part 5 review has taken place, it is appropriate, having regard to section 37 , that the open disclosure of that review is made to a relevant person, (
  4. ii)the patient has died, or (iii) the patient has requested the health services provider to make the open disclosure of the Part 5 review to a person whom the patient has nominated as a relevant person for the purposes of this Act and not the patient, or (
  5. c)both the patient and a relevant person where, before the Part 5 review disclosure meeting is held, the patient has requested that a person whom the patient has nominated as a relevant person for the purposes of this Act attends that meeting to assist the patient and that in addition to making the open disclosure to the patient that the health services provider makes the open disclosure of the Part 5 review to that relevant person.
(2)For the purposes of subsection
(1)(b)(i), and making an open disclosure of the Part 5 review to a relevant person, the health services provider shall make the open disclosure— (
  1. a)where an appointment has been made under Part 3, 4, 5, 7 or 8 of the Assisted Decision-Making (Capacity) Act 2015 in relation to health matters, to the person appointed, (
  2. b)where the patient has, under the Powers of Attorney Act 1996 , made an enduring power of attorney (within the meaning of that Act) which includes a personal care decision (within the meaning of that Act), to the attorney appointed pursuant to that Act, (
  3. c)where the patient is a ward of court, to the Committee of the Person of that ward, duly authorised in that behalf, (
  4. d)where the patient has nominated, in writing, a person to whom his or her clinical information may be disclosed, to that person, (
  5. e)where the patient is a child, to the parent or guardian of that child or where— (
  6. i)an order in respect of the child has been made under section 18 of the Act of 1991, (
  7. ii)the child has been taken into the care of the Agency under section 4 of the Act of 1991, or (iii) an order in respect of the child has been made under section 13, 17 or 20 of the Act of 1991, to the parents or guardian of the child and the Child and Family Agency (or an authorised person) or, where an order under section 23H of the Act of 1991 has been made in respect of the child, to the parents or guardian of the child and that Agency (or the social worker assigned responsibility for the child by the Agency), or (
  8. f)where the patient does not fall within the categories specified in paragraphs (
  9. a)to (e), to— (
  10. i)the spouse, civil partner or cohabitant of the patient, (
  11. ii)an adult son or daughter of the patient, or (iii) the mother, father, brother or sister of the patient.
(3)For the purposes of a request referred to in— (a) subsection
(1)(b)(iii), and (b) subsection
(1)(c), without prejudice to subsection
(2)(d), where a patient makes a request referred to in paragraph (a) or (b), the patient shall nominate the person in writing (including a person referred to in subsection
(2)) as a person to whom clinical information may be disclosed in respect of information to be provided in an open disclosure of a Part 5 review.
(4)For the purposes of subsection
(1)(b)(ii), and making an open disclosure of a Part 5 review, the open disclosure shall be made to a person specified in subsection
(2).
(5)Where an open disclosure of a Part 5 review is made pursuant to— (a) subsection
(1)(b)(
  1. i)or (iii), to a relevant person, or (
  2. b)subsection
(1)(c), to both the patient and the relevant person, the relevant person shall consult with the patient in respect of the information provided at the Part 5 review disclosure meeting, and shall convey, to the health services provider with the consent of the patient, the instructions, preferences and wishes of the patient in respect of any matter arising from that information.
(6)Where, after a health services provider has, in accordance with subsection
(1)(b)(i), held the Part 5 review disclosure meeting with the relevant person and after that meeting was held the patient regains capacity, the health services provider shall inform the patient that such meeting was held with the relevant person and shall provide the patient with the information given at that meeting.
(7)In this section— “Act of 1991” means the Child Care Act 1991 ; “authorised person” in relation to a child referred to in subsection
(2)(
  1. e)who is— (
  2. a)placed in residential care pursuant to the Act of 1991, has the same meaning as it has in the Child Care (Placement of Children in Residential Care) Regulations 1995 ( S.I. No. 259 of 1995 ), (
  3. b)placed in foster care pursuant to the Act of 1991, has the same meaning as it has in the Child Care (Placement of Children in Foster Care) Regulations 1995 ( S.I. No. 260 of 1995 ), or (
  4. c)placed with a relative pursuant to the Act of 1991, has the same meaning as it has in the Child Care (Placement of Children with Relatives) Regulations 1995 ( S.I. No. 261 of 1995 ); “civil partner” has the meaning assigned to it by section 172
(1)of the Civil Partnership and Certain Rights and Obligations of Cohabitants Act 2010 ; “cohabitant” means one of 2 adults (whether of the same or opposite sex) who live together as a couple in an intimate and committed relationship and who are not married to each other or civil partners of each other. Open disclosure of Part 5 review 40. Where a health services provider discloses, in accordance with this Act, at a Part 5 review disclosure meeting, to— (
  1. a)a patient, (
  2. b)a relevant person, or (
  3. c)a patient and a relevant person, the information specified in paragraphs (
  4. a)to (
  5. c)of the definition of a Part 5 review, the disclosure shall be treated as an open disclosure by the health services provider of the Part 5 review and section 41 shall apply to— (
  6. i)the information in respect of the Part 5 review, provided to the patient or relevant person (or both of them) at the Part 5 review disclosure meeting, additional Part 5 review information provided at the additional Part 5 review information meeting and information provided in a clarification under section 54 , and (
  7. ii)an apology, in respect of the Part 5 review, where an apology is made at that meeting, or the additional Part 5 review information meeting as the case may be. Open disclosure of Part 5 review: information and apology not to inv

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